YOUR PREFERRED PARTNER
Broking Setup Advisory
With a strong understanding of IRDAI guidelines, corporate governance norms & insurance distribution models, eSetuTech Advisors ensure that your broking business is built on a foundation of regulatory strength & operational efficiency.
Our Turnkey service that spans the entire lifecycle of broking company formation.
How Do We Serve
Pre-Licensing & Advisory
Pre-Licensing & Advisory
Pre-Licensing & Advisory
Guidance on choosing the right broking category (Direct, Composite, Reinsurance)
Assessment of eligibility, capital structure, and ownership compliance
Business plan preparation aligned with IRDAI expectations
Assistance with entity incorporation and financial structuring
Application Filing
Pre-Licensing & Advisory
Pre-Licensing & Advisory
Preparation of complete IRDAI application set (Form A, affidavits, financials, etc.)
Support in gathering Director/KMP documents, declarations, and profiles
Liaison with IRDAI throughout the application lifecycle
Guidance during scrutiny, queries, and personal interaction rounds (if any)
Post-Licensing Setup
Pre-Licensing & Advisory
Technology & Operations
Assistance in onboarding Principal Officer and Key Management Personnel
Development of SOPs for operations, sales, compliance, and governance
Support with infrastructure setup and team formation
Drafting of required policies: AML, KYC, internal audit, grievance redressal
Technology & Operations
Go-to-Market & Ongoing Support
Technology & Operations
Setup of Business Management System (BMS) for broking operations
IRDAI system integrations (Broker Portal, BAP, POSP module, etc.)
Automation of policy issuance, renewal reminders, and compliance tasks
Setup of client servicing portals, dashboards, and reporting tools
Go-to-Market & Ongoing Support
Go-to-Market & Ongoing Support
Go-to-Market & Ongoing Support
Branding, website, and digital presence setup
Marketing & sales process alignment
Compliance calendar creation and regulatory training
Ongoing advisory on audits, renewals, and operational optimization